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This report was produced by the members of the Joint Advisory Committee on Emerging Regulatory Issues (the "Committee") for consideration by the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and collectively the "Commissions").
14 Mar 2011 Recommendations of the Joint CFTC-SEC. Advisory Committee on Emerging Regulatory. Issues Regarding Responses to the May 6, 2010. “Flash Crash”. The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues (the “Committee”) recently issued its report and recommendations relating to
24 May 2010 The Commodity Futures Trading Commission and the Securities and Exchange Commission held the first meeting of the newly formed joint advisory committee on emerging regulatory issues on May 24. The committee, which consists of eight former government officials and industry leaders as well as
22 Jun 2010 BEFORE THE JOINT CFTC-SEC ADVISORY COMMITTEE ON EMERGING. REGULATORY ISSUES The preliminary findings of the CFTC and SEC staffs outlined in their May 18, 2010 Report to . As noted, the current logic and operation of obvious error rules discourages potential liquidity providers
Gary Gensler Chairman CFTC. Mary Schapiro Chairman SEC. Brooksley Born Arnold & Porter LLP. Robert Engle NYU Stern School of Business. Joseph Stiglitz Columbia University. Richard Ketchum FINRA. David Ruder Northwestern University. Susan Phillips The George Washington University. John Brennan
10 May 2010 ACTION: Notice of Federal Advisory Committee Establishment. SUMMARY: The Respondents are encouraged to use the title “Joint CFTC-SEC Advisory Committee” to facilitate the organization and Use the SEC's Internet submission form (sec.gov/rules/other.shtml); or. • Send an email to
Other Press Releases. CFTC and SEC Announce Creation of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, 5820-10. Download Adobe Acrobat Reader.
14 Jul 2015 Ruder was a part of the President's Working Group on Financial Markets in 1988 and more recently worked on the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues. He discusses findings and changes to rules surrounding circuit breakers, dark pools and naked access. Published
The CFTC's Advisory Committees were created to provide input and make recommendations to the Commission on a variety of regulatory and market issues that affect the integrity and competitiveness of U.S. markets. The committees facilitate communication between the Commission and U.S. futures markets, trading firms,
12 May 2014 The Securities and Exchange Commission and Commodity Futures Trading Commission established the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to develop recommendations on emerging and ongoing issues relating to both agencies. The establishment of the Joint Committee
     

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